Regions Investment Solutions is a marketing name of Cetera Investment Services. Senior Executive Vice President Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Management | Regions Financial Corporation Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. John B. Owen Smith is a member of the companys Executive Leadership Team. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. New compliance officers face an overwhelming amount of tasks during their first few months. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Chief Financial Officer. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Core Product Marketing. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Senior Executive Vice President Head of Commercial Banking. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Boots Gale, III is general counsel and corporate secretary for Regions. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Head of Enterprise Operations. Fournier J. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Dana Nolan serves as the Head of Investor Relations at Regions. Regions Bank This 32-page document allows for easier reading and reference. Evaluate current compliance program activities and gauge their effectiveness and impact. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. May 27, 2022, 1:30 p.m. EDT 3 Min Read. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Senior Executive Vice President BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. A bank executive develops a new product, maybe a fee-generation concept. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. By clicking the "Submit" button, you are agreeing to the Regions Bank Names Andrew Nix as Chief Governance Officer She also serves as vice president and program chair. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. He was named president in December 2017. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. He succeeds Hope Mehlman . Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Chief Transformation Officer. Deron Smithy serves as Regions Treasurer. When making the leap to a new position, almost half (46%) of executives across all functions underperform. Regions provides links to other websites merely and strictly for your convenience. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Santander Chief Compliance Officer Salaries in Braunton These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. He is a member of the Regions Executive Leadership Team. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Hope Dmuchowski Chief Financial Officer. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. In 2006, he led the HR integration during the Regions/AmSouth merger. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Paul, Seattle, and Portland. Anthony Restel President, Regional Banking . She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. He is a member of Regions Executive Leadership Team. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. September 13 Law and regulation His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. He is responsible for 1,500+ facilities and workplace strategy. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. 81,000+ Chief Officer Jobs in United States (3,673 new) - LinkedIn Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Andrews experience and insights will help us build on these accomplishments. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. General Counsel and Corporate Secretary. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School.